Participants
Every participant below is dated and cited. Historical and current entities are marked separately, and this archive's publisher appears at the end as a distinct party.
The historical corporation, the trust that received its assets, and the series that carries its history today.
Fund
1945–2014 (operations); registration ceased following 2016–2017 deregistration process
Maryland corporation organized in December 1945 and registered as an open-end diversified management investment company under File No. 811-00515. Subject of this archive.
Relationship. The historical fund itself.
Trust
2011–present
Delaware statutory trust organized April 12, 2011; the successor fund is its sole series.
Relationship. Successor registrant that received the fund's assets in 2014.
Fund
2014–present
Sole series of Wall Street EWM Funds Trust; successor in interest to The Wall Street Fund, Inc.; renamed from "The Wall Street Fund" on March 1, 2016; symbol EWMCX.
Relationship. Successor fund. Separate from and unconnected to this archive's publisher.
Firms that managed the portfolio under advisory agreements.
Investment adviser
1954–2010 (adviser tenure as documented; end date inferred from the May 1, 2010 start of the successor adviser)
Massachusetts corporation organized September 15, 1954; investment adviser and principal underwriter to the fund as of 2005.
Relationship. Investment adviser and principal underwriter.
Investment adviser
1981– (as documented in 2005)
Investment counsel firm established in 1981 and described in the 2005 filing as an investment adviser affiliate of the fund; several fund officers held positions there.
Relationship. Affiliate of the adviser.
Investment adviser
2010–present
Delaware limited liability company; investment adviser to the fund and its successor since May 1, 2010.
Relationship. Successor-era investment adviser. Separate from and unconnected to this archive's publisher.
As disclosed in the 2005 registration statement. Ages and outside affiliations appear in the source.
Person
1984–2005 (as documented)
Chairman, President and Director of the fund; day-to-day portfolio manager from 1984; President and sole Director of WSMC; co-founder of Morse, Williams & Co.
Relationship. Portfolio manager and principal officer (interested director).
Person
1985–2005 (as documented)
Independent Director since 1985; President of C.H.W. Maloney & Co., Inc., an investment banking firm, since 1981 (as disclosed in 2005).
Relationship. Independent director.
Person
1984–2005 (as documented)
Independent Director since 1984; Chairman of the Killowen Group, a consulting firm (as disclosed in 2005).
Relationship. Independent director.
Person
2002–2005 (as documented)
Executive Vice President of the fund since 2002; Managing Director of Morse, Williams & Co.
Relationship. Officer.
Person
1999–2005 (as documented)
Vice President of the fund since 1999; Managing Director and Principal of Morse, Williams & Co.
Relationship. Officer.
Person
1993–2005 (as documented)
Vice President and Secretary since 1993 and Chief Compliance Officer; Director of Marketing at Morse, Williams & Co.
Relationship. Officer.
Person
1998–2005 (as documented)
Vice President and Treasurer since 1998; Senior Trader at Morse, Williams & Co.
Relationship. Officer.
Custody, transfer agency, distribution, audit and legal counsel.
Custodian
2001–2014 (at minimum, as documented)
Custodian under a Custody Agreement dated July 20, 2001, amended May 18, 2010.
Relationship. Custodian.
Transfer agent
2005–2019 (as documented)
Transfer agent (2005); its counsel is listed on both the 2005 and 2019 filings.
Relationship. Transfer agent and administrator-side service provider.
Auditor
As of 2004–2005
Independent registered public accounting firm for the fund (2005), Milwaukee office.
Relationship. Auditor.
Counsel
2005
Counsel copied on the 2005 registration statement (Richard Teigen, Esq., Milwaukee).
Relationship. Fund counsel.
Distributor
As of 2019
Principal underwriter and distributor of the successor fund (2019).
Relationship. Successor-era distributor.
The Commission that oversaw the fund, and the independent publisher of this archive.
Regulator
1945–2017 (with respect to this fund)
Federal regulator under the Investment Company Act of 1940; received the fund's registration statements and its 2016 deregistration application.
Relationship. Regulator.
Publisher
2026–present
Publisher of The Wall Street Fund Archive at TheWallStreetFund.com. An independently operated educational project with a distinct identity from every fund, adviser, trust and service provider documented here.
Relationship. Independent documenter of the historical record; separate from the historical fund and its successor.